FINRA Series 66 – Combined State Law & Investment Adviser Exam
Exam covering combined Series 63 and 65 topics for licensing in investment advisory.
Why this certification matters
Combines key aspects of state law and investment advising, making it a comprehensive certification for finance professionals.
Important Domains
Investment strategies, client communications, regulation of investment advisers, and state-specific laws.
Prerequisites
Must be associated with a FINRA member firm and pass the Series 7 or Series 52 exam.
Ideal Candidate
Individuals seeking to become investment adviser representatives or those who want to conduct business in multiple states.
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