FINRA Series 66 – Combined State Law & Investment Adviser Exam
Exam covering combined Series 63 and 65 topics for licensing in investment advisory.
Why this certification matters
Combines elements of both the Series 63 and Series 65, making it efficient for dual registration.
Important Domains
Investment products, Client interactions, State and federal regulations
Prerequisites
None, but recommended completion of Series 7 or Series 65
Ideal Candidate
Investment advisers and securities agents
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