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FINRA Series 65 – Investment Adviser Representative Exam

Exam covering investment strategies, portfolio management, and state securities regulations.

Why this certification matters

Provides a pathway to becoming a licensed investment adviser representative

Important Domains

Investment strategies, Retirement planning, Securities regulations

Prerequisites

None

Ideal Candidate

Individuals seeking to become investment adviser representatives

Ready to test your knowledge?

Try our free FINRA Series 65 – Investment Adviser Representative Exam practice engine and identify weak areas.