FINRA Series 63 – Uniform Securities Agent State Law Exam
Exam covering state securities regulations for investment professionals.
Why this certification matters
It is often required to sell securities in multiple states
Important Domains
Securities regulations, ethical practices, state laws
Prerequisites
None, but prior knowledge of securities is beneficial
Ideal Candidate
Individuals seeking to become securities agents
Ready to test your knowledge?
Try our free FINRA Series 63 – Uniform Securities Agent State Law Exam practice engine and identify weak areas.